Enforcement, Investments, Legal Updates
Samex Capital Advisors LLC Money Manager License Revocation
Samex Capital Advisors, LLC money manager Keenan Hauke, of Fishers, Indiana, has had his financial advising license revoked. The Indiana Securities Division took the dramic step recently following allegations by a former employee of misallocation of client funds. The Order of Revocation signed by the Indiana Securities Commissioner stated that there was a “substantial threat […]