Welcome to Griffin Law
Griffin Law Firm is a securities law firm committed to providing the highest quality legal services. We represent individual investors and investment advisors. Our clients receive experienced and professional counsel in a wide range of securities-related matters.
We are located in Indianapolis, Indiana and represent clients from across the country.
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Thank you for visiting our site. We look forward to working with you!
From Our Blog
Enforcement, Investments, Stocks
Former Morgan Stanley and Ameriprise Rep Censured By FINRA
FINRA recently fined former Texas-based Morgan Stanley and Ameriprise broker Steven Yellen $25,000 for unauthorized ...
Enforcement, Legal Updates, SEC
Financial Regulation – What’s Next
Since the Financial Crisis of 2008, financial regulations have grown (some say out of control). ...
All investors have the right to competent and suitable investment advice. We have have helped hundreds of investors recover millions of dollars in damages.
Griffin Law Firm, LLC has extensive experience in the securities regulatory arena. The firm represents companies and individuals in investigations and proceedings brought by the SEC, NASD (now FINRA) and many state securities regulators.
Securities Regulatory and Compliance Matters
Griffin Law Firm advises its clients with respect to compliance issues including formation, regulation, reporting, supervision, and policies and procedures.