Securities Attorneys

Welcome to Griffin Law

Griffin Law Firm is a securities law firm committed to providing the highest quality legal services. We represent individual investors and investment advisors. Our clients receive experienced and professional counsel in a wide range of securities-related matters.

We are located in Indianapolis, Indiana and represent clients from across the country.

Don’t wait, contact us today.

Thank you for visiting our site. We look forward to working with you!

Latest News

From Our Blog

Former Morgan Stanley and Ameriprise Rep Censured By FINRA

FINRA recently fined former Texas-based Morgan Stanley and Ameriprise broker Steven Yellen $25,000 for unauthorized ...

Financial Regulation – What’s Next

Since the Financial Crisis of 2008, financial regulations have grown (some say out of control).  ...

Practice Areas

Securities Arbitration

All investors have the right to competent and suitable investment advice. We have have helped hundreds of investors recover millions of dollars in damages.

Securities Mediation

Griffin Law Firm, LLC has extensive experience in the securities regulatory arena. The firm represents companies and individuals in investigations and proceedings brought by the SEC, NASD (now FINRA) and many state securities regulators.

Securities Regulatory and Compliance Matters

Griffin Law Firm advises its clients with respect to compliance issues including formation, regulation, reporting, supervision, and policies and procedures.