SEC News
Press Releases
SEC News: Press Releases
- SEC Appoints John Moses as Director of the Office of Investor Education and Assistance June 12, 2026
- SEC Proposes Rescission of Regulation NMS Rules 611 and 610(e) June 11, 2026
- SEC Establishes Joint Data Standards as Required Under the Financial Data Transparency Act of 2022 June 8, 2026
- SEC Announces New Members of Small Business Capital Formation Advisory Committee June 4, 2026
- SEC Publishes Draft Strategic Plan for Public Comment June 2, 2026
- SEC Announces Four New Members of Investor Advisory Committee June 1, 2026
- SEC Proposes Rescission of Climate-Related Disclosure Rules May 29, 2026
- SEC Investor Advisory Committee to Host June 4 Meeting May 27, 2026
- SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination May 21, 2026
- SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements May 19, 2026
SEC News
Division of Investment Management News
SEC News: Investment News
- Nationwide Life Insurance Company October 17, 2019
- Forethought Life Insurance Company October 17, 2019
- Staff Responses to Inquiries Regarding Business Development Companies and Section 61(a) of the Investment Company Act of 1940 October 17, 2019
- Accounting and Disclosure Information 2018-09: Improving Principal Risks Disclosure September 9, 2019
- Redwood Trust, Inc. August 15, 2019
- Lehman Brothers Holdings Inc. August 12, 2019
- Symetra Life Insurance Company and First Symetra National Life Insurance Company of New York August 8, 2019
- XAI Octagon Floating Rate & Alternative Income Term Trust August 6, 2019
- Cushing MLP & Infrastructure Total Return Fund and Cushing Renaissance Fund August 6, 2019
- Staff Letter: The BNY Mellon Family of Funds, et al. July 9, 2019