SEC News
Press Releases
SEC News: Press Releases
- Deputy Director of Enforcement Antonia M. Apps to Conclude Her Tenure at the SEC November 13, 2025
- SEC Issues Exemptive Order Regarding Compliance with Certain Rules Under Regulation NMS October 31, 2025
- SEC Announces Departure of Director of Office of the Advocate for Small Business Capital Formation Stacey Bowers October 1, 2025
- SEC Continues Efforts to Assist Market Participants During Implementation of Treasury Clearing Rules September 30, 2025
- SEC Issues Order to Reduce Operating Costs of Consolidated Audit Trail September 30, 2025
- SEC Seeks Public Comment to Improve Rules on Residential Mortgage-Backed Securities and Asset-Backed Securities September 26, 2025
- SEC Announces Departure of Chief Operating Officer Ken Johnson September 24, 2025
- SEC Announces Agenda, Panelists for SEC-CFTC Roundtable on Regulatory Harmonization Efforts September 24, 2025
- Jon Kroeper Named Deputy Director of the Division of Trading and Markets September 24, 2025
- Small Business Forum Report to Congress Highlights Recommendations to Improve Capital Raising September 22, 2025
SEC News
Division of Investment Management News
SEC News: Investment News
- Nationwide Life Insurance Company October 17, 2019
- Forethought Life Insurance Company October 17, 2019
- Staff Responses to Inquiries Regarding Business Development Companies and Section 61(a) of the Investment Company Act of 1940 October 17, 2019
- Accounting and Disclosure Information 2018-09: Improving Principal Risks Disclosure September 9, 2019
- Redwood Trust, Inc. August 15, 2019
- Lehman Brothers Holdings Inc. August 12, 2019
- Symetra Life Insurance Company and First Symetra National Life Insurance Company of New York August 8, 2019
- XAI Octagon Floating Rate & Alternative Income Term Trust August 6, 2019
- Cushing MLP & Infrastructure Total Return Fund and Cushing Renaissance Fund August 6, 2019
- Staff Letter: The BNY Mellon Family of Funds, et al. July 9, 2019