SEC News
Press Releases
SEC News: Press Releases
- SEC Announces Agenda, Panelists for Roundtable on Artificial Intelligence March 20, 2025
- SEC Charges New Jersey Investment Adviser and His Firm with Fraud and Other Violations March 17, 2025
- SEC Extends Compliance Dates for Amendments to Investment Company Names Rule March 14, 2025
- SEC Charges Investment Adviser and Two Officers for Misuse of Fund and Portfolio Company Assets March 7, 2025
- Filer Transition to New and Improved EDGAR Begins March 24 March 6, 2025
- SEC Crypto Task Force to Host Roundtable on Security Status March 3, 2025
- SEC Staff Facilitates Capital Formation for Companies Planning Public Offerings March 3, 2025
- Commissioner Hester Peirce Announces Crypto Task Force Staff March 3, 2025
- SEC to Host Roundtable on Artificial Intelligence February 28, 2025
- SEC Announces Dismissal of Civil Enforcement Action Against Coinbase February 27, 2025
SEC News
Division of Investment Management News
SEC News: Investment News
- Nationwide Life Insurance Company October 17, 2019
- Forethought Life Insurance Company October 17, 2019
- Staff Responses to Inquiries Regarding Business Development Companies and Section 61(a) of the Investment Company Act of 1940 October 17, 2019
- Accounting and Disclosure Information 2018-09: Improving Principal Risks Disclosure September 9, 2019
- Redwood Trust, Inc. August 15, 2019
- Lehman Brothers Holdings Inc. August 12, 2019
- Symetra Life Insurance Company and First Symetra National Life Insurance Company of New York August 8, 2019
- XAI Octagon Floating Rate & Alternative Income Term Trust August 6, 2019
- Cushing MLP & Infrastructure Total Return Fund and Cushing Renaissance Fund August 6, 2019
- Staff Letter: The BNY Mellon Family of Funds, et al. July 9, 2019