SEC News
Press Releases
SEC News: Press Releases
- SEC Investor Advisory Committee to Host March 12 Meeting March 5, 2026
- SEC Announces Roundtable on Options Market Structure Reform March 5, 2026
- SEC Adopts Final Rules for the Holding Foreign Insiders Accountable Act February 27, 2026
- SEC, FSA Hold Spring Financial Regulatory Dialogue February 27, 2026
- SEC Announces Roundtable on Private Markets Valuation As Retail Investor Access Accelerates February 26, 2026
- SEC’s Division of Enforcement Announces Updates to Enforcement Manual February 24, 2026
- SEC Proposes Amendments to Reduce Burdens in Reporting of Fund Portfolio Holdings February 18, 2026
- SEC Announces 45th Annual Small Business Forum to Improve Capital-Raising Policy February 13, 2026
- SEC Publishes Data on Exchange Traded Funds and Fund Mergers; Updated Statistics on Municipal Advisors, Transfer Agents, and Security-Based Swap Dealers February 5, 2026
- SEC Appoints New Chairman and Board Members to PCAOB January 30, 2026
SEC News
Division of Investment Management News
SEC News: Investment News
- Nationwide Life Insurance Company October 17, 2019
- Forethought Life Insurance Company October 17, 2019
- Staff Responses to Inquiries Regarding Business Development Companies and Section 61(a) of the Investment Company Act of 1940 October 17, 2019
- Accounting and Disclosure Information 2018-09: Improving Principal Risks Disclosure September 9, 2019
- Redwood Trust, Inc. August 15, 2019
- Lehman Brothers Holdings Inc. August 12, 2019
- Symetra Life Insurance Company and First Symetra National Life Insurance Company of New York August 8, 2019
- XAI Octagon Floating Rate & Alternative Income Term Trust August 6, 2019
- Cushing MLP & Infrastructure Total Return Fund and Cushing Renaissance Fund August 6, 2019
- Staff Letter: The BNY Mellon Family of Funds, et al. July 9, 2019