SEC News
Press Releases
SEC News: Press Releases
- Acting Chairman Mark T. Uyeda Names Acting Senior Staff January 24, 2025
- SEC Crypto 2.0: Acting Chairman Uyeda Announces Formation of New Crypto Task Force January 21, 2025
- Mark T. Uyeda Named Acting Chairman of the SEC January 21, 2025
- SEC Announces Departure of Acting Enforcement Director Sanjay Wadhwa January 17, 2025
- SEC Charges Arete Wealth Broker-Dealer and Advisory Firms, Their Chief Compliance Officer, and Several Representatives in Connection With Illegal Securities Offering January 17, 2025
- SEC Announces Record Enforcement Actions Brought in First Quarter of Fiscal Year 2025 January 17, 2025
- SEC Announces Departure of Public Affairs Head Scott Schneider January 17, 2025
- SEC Policy Director Corey Klemmer to Step Down January 17, 2025
- SEC Announces Departure of Chief of Staff Amanda Fischer January 17, 2025
- SEC Charges Digital Currency Group and Soichiro “Michael” Moro, Former CEO of Genesis Global Capital, for Misleading Investors about Genesis’s Financial Condition January 17, 2025
SEC News
Division of Investment Management News
SEC News: Investment News
- Nationwide Life Insurance Company October 17, 2019
- Forethought Life Insurance Company October 17, 2019
- Staff Responses to Inquiries Regarding Business Development Companies and Section 61(a) of the Investment Company Act of 1940 October 17, 2019
- Accounting and Disclosure Information 2018-09: Improving Principal Risks Disclosure September 9, 2019
- Redwood Trust, Inc. August 15, 2019
- Lehman Brothers Holdings Inc. August 12, 2019
- Symetra Life Insurance Company and First Symetra National Life Insurance Company of New York August 8, 2019
- XAI Octagon Floating Rate & Alternative Income Term Trust August 6, 2019
- Cushing MLP & Infrastructure Total Return Fund and Cushing Renaissance Fund August 6, 2019
- Staff Letter: The BNY Mellon Family of Funds, et al. July 9, 2019