SEC News
Press Releases
SEC News: Press Releases
- SEC Proposes Executive and Director Compensation Disclosure Reforms November 13, 2026
- SEC Announces Enforcement Annual Results for Fiscal Year 2026 November 10, 2026
- SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers November 4, 2026
- SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo Transactions October 30, 2026
- Two Entities Charged in $130 Million Fraud Scheme That Used False SEC Filings to Boost Investor Confidence October 29, 2026
- SEC Announces Fiscal Year 2027 Examination Priorities October 23, 2026
- SEC and AMF Announce Supervisory MOU To Enhance Cooperation for Investment Advisers and Investment Service Providers October 20, 2026
- SEC, FSA Hold Autumn Financial Regulatory Dialogue October 20, 2026
- SEC Announces Roundtable on Machine-Understandable Data in the Age of Super Intelligence October 19, 2026
- SEC Small Business Advisory Committee to Discuss IPO Modernization and Regulation Crowdfunding October 14, 2026
SEC News
Division of Investment Management News
SEC News: Investment News
- Forethought Life Insurance Company October 17, 2019
- Nationwide Life Insurance Company October 17, 2019
- Staff Responses to Inquiries Regarding Business Development Companies and Section 61(a) of the Investment Company Act of 1940 October 17, 2019
- Accounting and Disclosure Information 2018-09: Improving Principal Risks Disclosure September 9, 2019
- Redwood Trust, Inc. August 15, 2019
- Lehman Brothers Holdings Inc. August 12, 2019
- Symetra Life Insurance Company and First Symetra National Life Insurance Company of New York August 8, 2019
- XAI Octagon Floating Rate & Alternative Income Term Trust August 6, 2019
- Cushing MLP & Infrastructure Total Return Fund and Cushing Renaissance Fund August 6, 2019
- Staff Letter: The BNY Mellon Family of Funds, et al. July 9, 2019
