SEC News

SEC News: Press Releases

• SEC Proposes Amendments to Expand Responsible Retailization of Private Markets September 30, 2026
• SEC Charges Multiple Entities in Fraud Schemes Totaling at Least $15 Million That Used WhatsApp and Other Platforms to Lure Investors September 29, 2026
• SEC Charges Registered Investment Adviser Zoe Financial for Failure to Disclose Conflict of Interest September 28, 2026
• SEC Publishes Updated Market Statistics, Highlighting Increase in IPOs and Proceeds Raised September 23, 2026
• SEC Charges South Florida Resident and His Company for Alleged Investment Scheme Defrauding Law Enforcement September 23, 2026
• SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI September 22, 2026
• SEC Issues “Innovation Exemption” to Facilitate the Trading of Tokenized NMS Stock and Request for Comment September 17, 2026
• SEC Proposes Rescission of Shareholder Proposal Rule and Reforms to Proxy Solicitation Process September 16, 2026
• SEC Grants Exemptive Relief from Certain Inline XBRL Filing or Submission Requirements September 14, 2026
• Joint Readout of Principals’ Meeting of U.S. and UK Authorities Regarding Central Counterparty Resolution September 11, 2026